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Lesson Four: The Art of the Compromise

July 15, 2014 By Otis White

I’d like to persuade you to stop badmouthing the “c” word. The word I have in mind is “compromise.” Done right, a compromise is a way of opening the door to change by reducing the objections of interest groups. And it is the closest thing in politics to an art form.

That doesn’t mean all compromises are good, of course. Some satisfy interests but don’t create much change. In fact, some compromises are designed just to paper over problems. (In Washington, this is called “kicking the can down the road.”) Others appear at first to be ingenious solutions but come apart because they aren’t sustainable. And some look so ungainly that even participants call them “ugly babies.“

But just as you can admire the creative process while sometimes not liking the art, I encourage you to step back and look at how your city hall arrives at these deals. Yes, by all means write about the bad deals and car-wreck compromises. But also develop a little curiosity about why some compromises DO work. Look for patterns in the way they are arrived at in your city. Figure out who your city’s compromise artists are. And by all means, don’t denigrate the art form.

Before we begin, though, a little perspective: If you’ve read the introduction to this series and the first three installments, then you can see some themes developing. Projects and policy ideas tend to flow into city hall from the outside. The city council is at or near the center of decision making, sometimes in the lead role, sometimes in the mayor’s shadow. And the central issues of cities have to do with land and how it is used by people.

This lesson is about the most important work that mayors and city councils (and sometimes others) do, which is creating compromises that allow projects and big policy ideas to move forward.

Now, please don’t charge out the door looking for these things. Major civic projects and big policy changes don’t come along every day. Most of what mayors and city councils do is routine: creating and amending budgets, approving small policy changes, making appointments or approving personnel changes, reviewing contracts, and acting as quasi-judges on zoning matters and development decisions.

But that’s why you should sit up when one of these difficult decisions does come along. That’s when talented politicians do their best work, bringing the interests together, finding hidden areas of agreement, plotting the way forward, and figuring out how to present the results in ways acceptable to other politicians and the public.

And they do this in one of two basic ways, by personality or process. That is, they personally hammer out a compromise, or they send the dispute through some sort of process that the combatants and larger community feel is fair.

Here are two examples of the personality-driven compromise. First, a small but telling compromise authored by Mayor Ed Murray of Seattle allowing ride-sharing services like Uber and Lyft to operate in his city while offering taxi owners just enough to quieten their opposition. (Why is it “telling”? Because a mayor who can knock out a compromise like this in his first six months in office demands our attention.) 2023 update: Ed Murray was, indeed, a talented mayor who was undone after three years in office by a sex scandal.

The second, more sweeping example is Cleveland Mayor Frank Jackson’s 2012 plan for reforming his city’s schools, which required that he get state legislative approval and the governor’s support after reaching a series of compromises with local business interests, educators, reform advocates, and labor and ethnic leaders.

The personality-driven approach seems to be the way most compromises come about, and in cities with strong mayor forms of government that’s what you expect to find. (Story idea: If your city has a strong mayor system and there are big disputes not being resolved, why? Does the mayor not consider these things important, does he not consider fashioning compromises as part of his job, is he bad at this work, or is there some other reason? What do others in the city say?)

The other way of reaching compromises is with a process. San Diego’s “ugly baby” compromise on housing was a “locked-room” process. Basically, the city council president sent the interests to a room and told them to come back with something they could all support.

Other processes involve task forces, which involve broader community interests, and mediation. Mediation was how Minneapolis resolved a difficult dispute over a light-rail line. In this case, you see the importance of fairness in a process. The compromise was reached after the mediator proposed it, but it was pretty much the same set of ideas others had suggested. When it came this time from a neutral party, city officials took it to heart.

Finally, there are those compromises that are so complex they defy easy description. Detroit’s “grand bargain,” by which it will exit bankruptcy in the months ahead, is a web of compromises involving a federal bankruptcy judge, the governor, the city’s emergency manager, state legislative leaders, foundation leaders, the mayor, business executives, Wall Street interests, labor leaders, and a host of others. Which parts of the bargain were contributed by leaders and which came as a result of the bankruptcy process? Hard to say precisely, but the biggest elements (including the foundations stepping in to support the art museum) were clearly the work of creative leaders.

So, how can you report on compromises in your city in new ways? Well, you can start by reverse engineering them. That is, you can begin with the deal, which is almost always announced publicly, then ask who was involved at each step and how each element of the compromise fell into place. I promise you this will make a great narrative that will tell you and your readers much about how your city works.

Then you can ask not only how the compromise came about but why. People usually agree to things involving sacrifice only because they fear an alternative. So what were the alternatives? And how were they presented to the different interest groups? (This alone may be a fascinating story, as you may see that the alternatives presented to one side were the opposites of what was presented to the other.)

Finally, you can revisit some earlier compromises. Some likely will have failed. Why? Were they too ambitious, not ambitious enough—or were they designed (consciously or not) for failure? If they were designed for failure, what were the design flaws? For those compromises that succeeded, again . . . why? Did the interests find the alternatives so frightening that they stuck with the bargain through good times and bad? Did participants discover over time that there was hidden value in this new way of doing things? Or did the interests just move on to other issues?

What about the personalities and processes behind these compromises? What makes some leaders good at crafting deals? Do they use a standard way (some leaders use anger and threats, others tend toward calmness and reason) or does each situation demand a different approach? If they sent the dispute through a process, what was the process? Why did it work? Why did people accept it as a legitimate way of deciding these things?

This is the heart of civic decision making as it plays out inside city halls. And it’s what makes talented politicians so valuable. Perhaps the best comparison is to business leaders who see markets others can’t and ways of reaching those markets that don’t exist yet. A book ghostwritten for Donald Trump called this “the art of the deal.” (There’s little evidence Trump was much of a dealmaker, but others in business are.) In politics, the compromise that allows progress while sustaining itself is the work of art.

Footnote: So why do reporters denigrate compromises? I’ll let others do the full analysis, but let me offer one theory. It has to do with nonzero-sum contests.

Huh? Most city hall reporters also report on political campaigns, and elections are zero-sum contests. (Google the term.) That is, every vote I get is a vote you have to overcome and exceed in order to win. There aren’t that many zero-sum contests in our lives. Sports, conventional land wars, card games, a few others.

Most of our lives is spent in a nonzero-sum world, where both sides can gain from a transaction and, sometimes as a result of cooperating, the pie grows. I hope your newsroom is a nonzero-sum environment, along with your family life, your relationships with friends, even your dealings with merchants. (If you’re happy with the car you bought and the dealer is pleased with the money, then voila. Nonzero sum.)

The problem for some reporters and politicians is that they have trouble making the transition from the artificial world of zero-sum elections to the more common world of nonzero-sum government. Put another way, they can’t believe that a compromise where no one walks away with a clear win isn’t . . . well, fishy.

If that is so, then every successful marriage, enduring business, and long-term friendship is fishy. Because like good compromises at city hall, they too live in a nonzero-sum world.

This is one of a series of postings about better ways of understanding local government and writing about local politics. To read the introduction, please click here.

Photo by Cabinet Office licensed under Creative Commons.

Lesson Three: Seeing the Unseen City Council

June 24, 2014 By Otis White

Here’s where I deliver the poli-sci lecture I never got in college, the one titled “Introduction to Local Governments.” There are two types of local government, and if you are as puzzled by your city council as I was as a young reporter, it may be because you are looking at one type and expecting the other.

The type you most likely have is a council-manager form of government, where there’s a full-time city manager and a city council that includes someone called “mayor.” The one you may be expecting is a mayor-council form of government (sometimes called a “strong mayor” system), where the mayor functions both as political leader and government executive, the way the president does in Washington.

What’s the difference? Well, to begin, there’s that city manager person, who is probably a professional (in the sense that she went to college, possibly studied public administration, and may hold a certificate or two). But in truth, mayor-council forms of government have such professionals as well.

The real difference is the manager’s relationship with city employees and the city council—and the city’s council’s role in public policy.

In council-manager governments, city managers are hired—by city councils, of course—to run governments the way CEOs run corporations or superintendents run school systems. That is, with a free hand, more or less. If things work as they should, a council member’s only contact with city employees will be through the city manager or at city council meetings. (Story alert: If council members are phoning city employees directly, that’s a management problem and could be an ethics violation. Call your state’s city managers association or a nearby university’s public management department to find out why.)

Another important feature: When it comes to proposing budgets, suggesting changes in city policies, or offering new ways of structuring city departments, it’s the city manager who proposes and the council that disposes. That’s why she sits at the dais along with the council. She is constantly bringing them things to consider.

Let’s turn now to the other type, the less common mayor-council (“strong mayor”) form of government. Here the mayor is the one who is the full-time employee with responsibilities for administration and proposals of policy and procedure. AND he’s elected—not beholden to the city council for his position.

I won’t get into the strengths and weaknesses of the systems. It’s an interesting subject but not relevant for most city hall reporters. After all, you have the system you have; your job is to understand it. (If you are interested, I can point you to a good book: “More Than Mayor or Manager: Campaigns to Change Form of Government in America’s Large Cities.”)

Where I would focus your attention is on the city council, which may be the least analyzed yet important part of city government. This may seem like an odd statement because, as a city hall reporter, you’ve probably sat through countless council hearings and meetings. (I did as well.) And you’ve reported what council members said and did. You may have interviewed every council member at one time or another.

But here’s where your reporting may have fallen short: You probably haven’t tried to understand the council as a political body—how it makes decisions, who brokers compromises and deals, how the deals come about, how rewards are offered to those who go along and punishments meted out to those who don’t. And here’s a key insight: These things happen differently in council-manager systems than in mayor-council ones. And they happen differently in places that elect council members by districts than in those that elect them citywide.

Places that elect their councils citywide (and until recently that included such big cities as Detroit and Seattle) tend to have councils that work on consensus, a bit like the ruling party in a parliamentary government. After all, everyone represents the same interests and has pretty much the same power.

District elections change that calculation. People in the southern parts of the city may be very different from those in the northern, with wholly different concerns and interests. So consensus becomes more difficult in councils elected by district, and brokering becomes more common (these are deals where you get what you need, and I get what I need—even though what you get and I get may be different and unrelated).

When you have brokering, you have brokers. Who are they on the city council you cover? How do they work? When the council casts split votes, are the splits predictable? (City council votes are one of the easiest things to analyze since they’re public record.) What do the patterns tell you about politics in your city? Are the divisions ethnic, economic, geographic, generational, ideological, partisan . . . or some combination? If you go back further in time, have some council members drifted from one faction to another? If so, why?

Interview the council members. When they are divided, whom do they look to for compromises or deals? Is it the presiding officer, the mayor (who may or may not be the presiding officer), a factional member or two, a senior council member, or someone outside the council?

There’s something else about district elections that’s important. Districts often usher in something called “council member prerogative,” where the council defers to the district representative on issues relating exclusively to his district. (For a glimpse of how prerogative works in Philadelphia, read this.) What does it mean? It means the council member is pretty much the boss of his ward. If you need the city’s permission to do something in that district, such as rezone property, you need that member’s blessing or you can forget about it. Does this suggest any stories to you? It should.

If district elections change how city councils work, then mayor-council governments change things even more. This has to do with the mayor’s independence, which comes from two sources. First, he’s elected separately from the council. Second, the city charter in a strong mayor form of government almost certainly spells out the mayor’s duties, and they’re likely to be . . . well, strong.

Hold on, though. Don’t council-manager governments also have mayors? Yes, but they usually fail one or both of the independence tests. That is, they’re either not elected independently (they are selected from among the council members), or they are given few powers other than presiding at city council meetings and representing the city at ceremonies.

Compare that to a strong mayor system. These mayors manage the city bureaucracy, propose budgets, and may even have veto power over council decisions. But their greatest power may lie simply in their sense of the job and the council’s sense of its job. To understand, let’s go back to the poli-sci lecture.

In a council-manager government, the responsibilities for leading the city are divided between the council and city manager. The manager is usually the “inside” leader and expected to offer proposals on improving government performance. But it’s not common for a city manager to accept responsibility for the larger city—the place whose central issue is people and places and the interaction of the two. That usually falls to city council members who are, after all, elected by that larger city.

In a strong mayor government, the mayor assumes both sets of responsibilities. That is, he’s both inside manager and outside leader, the one who worries about government efficiency, police procedures, and budgets, but also downtown renewal, neighborhood revitalization, the city’s image, economic development, social unrest, and a dozen other things.

Where does that leave council members in a strong mayor system? Some seek to be issue entrepreneurs, searching for problems or opportunities the mayor isn’t working on. A few take up the role of political brokers within the council. But most are happy just to tend to their districts and let the mayor worry about the big things. (If you’ve ever wondered what Chicago aldermen do with their time, read this to find out.)

And what does this mean for you as a reporter or blogger? I hope it leaves you with newfound interest in your city council as a political body. Why do people run for council in your city? Where do they devote their time once elected? If the council has at-large members, do they work in different ways than district members? What happens to council members when they leave? Do they run for higher office, and are they elected? Of the past five mayors, which served on the council at some point? How does that compare with cities similar to yours? (Call a local government expert at a state university—or just do a little Internet research.) If your city’s council is a dead-end political body, why?

If it’s a council-manager form of government, who looks for projects to improve the larger city, the realm outside the city government? (As I explained in Lesson Two, most of these ideas originate outside of city government, but at a point someone in government has to become their champions.) Do members play predictable roles when a big project is proposed? Is one a blue-sky thinker, another a bottom-line worrier, another a let’s-get-it-done sort, and yet another the one who worries about its impact on the disadvantaged? How do they come to agreement?

If nothing else, consider this good training as a journalist. What you’re doing is making the obvious apparent—looking at something everyone knows something about but few truly understand or appreciate. This is what great journalists, like Robert Caro and, before him, John Gunther, did so well. And who knows? If you get really good at understanding how your city council works, we may ask you to move to Washington . . . and explain Congress to us.

Footnotes: One of the most interesting stories in council-manager systems is the role of the mayor. If she is given the title by a vote of council members, it signifies something. But what? That this person is a good representative for the city? That she’s good at presiding (which usually means she’s viewed as fair)? Or is it something else? Good questions for the mayor . . . and her fellow council members.

And nothing is more fascinating than a mayor who doesn’t know what kind of government he has—or knows but won’t accept it. You see this sometimes in cities with council-manager governments that elect their mayors independently or on county commissions with an elected chair. The mayor or commission chair comes to office thinking he’s in charge of management and policy development, only to find a council and city manager who won’t defer to him.

In Dallas, Laura Miller spent one miserable term acting like a strong mayor and berating the city council for not making her one. Miller never accepted her role. Occasionally, some mayors do and we say of them, after a while, that they’ve “grown in office.”

This is one of a series of postings about better ways of understanding local government and writing about local politics. To read the introduction, please click here.

Photo by John Ramspott licensed under Creative Commons.

Lesson Two: The Switching Yard of Change

June 3, 2014 By Otis White

If you accept that the central issue for cities—and their governments—is people and places, how they interact, and how they can be made to interact better, then there are two obvious questions:

  • How can people and places be made to interact better?
  • How will those changes come about?

Let’s deal with the first question. If you read Lesson One, you know my answer is that cities must find ways of using land more intelligently and creatively. What does that mean for your city? Answering this is your job as reporter or blogger. I gave you some starting points. Now go forth, observe, question, and write.

Now, about that second question: How will changes in land use (or, really, anything important to a city) come about? In other words, setting aside the changes themselves, how does change come to a city?

This is a big subject and one I’ve spent years writing about. This blog is filled with entries about how communities change, who is involved in the process, what aids change, what hinders it. I’ve written a multimedia book about a civic project that changed a city. If that’s not enough, you can consult the podcasts I did with the Georgia Municipal Association, which were interviews with people who’ve changed something big in their cities, focusing on how they did it.

I got interested in this subject in 1990 as I watched the greatest civic long shot I’ve ever seen take shape: the campaign to bring the 1996 Summer Olympics to Atlanta. I was editor and publisher of a business magazine at the time, which gave me a perfect position from which to watch this crazy idea and its nearly anonymous father (a mid-level lawyer named Billy Payne) work their way methodically through a city’s complex decision-making process and eventually through the even more Byzantine processes of the International Olympic Committee on the way to a stunning result. Honestly, the games themselves were not so exciting.

One of the things I’ve learned since is that this crazy process wasn’t all that uncommon and maybe not even all that crazy. To explain, it helps to divide change processes into three parts. First, where do big civic ideas come from? Who comes up with innovations and big civic projects (say, to pursue a streetcar line, create a major new park, or bring the Olympics to a city)? Second, what happens to these ideas as they move toward resolution? Who gets a voice along the way and how do they exercise it? And, finally, what determines whether ideas are ultimately accepted or rejected?

I’ll give you a few ideas here about these three parts. If you want more, click on “Archives” at the top of this blog, then try searching through some of the tags to find exactly what you’re looking for.

To begin, where do big civic proposals come from? Usually not from city hall. That is to say, big (and especially disruptive) innovations typically don’t come from mayors, city managers, or city council members. They come from broad based civic organizations such as chambers of commerce or more narrowly focused groups like downtown associations, parks conservancies, and transit affinity groups. And sometimes they come from preternaturally determined individuals like Billy Payne—a group I’ve taken to calling “visionistas.“

This is not what I thought when I was a city hall reporter. If you had asked me then for an analogy that explained the public-policy process, I would have hemmed and hawed and said . . . “it’s like a factory.” That is, somebody (the mayor, the city manager, a council member) comes up with an idea or improvement, then runs it through the bureaucracy and city council . . . you know, like an assembly line.

I know now that’s not way it works with most truly big ideas. Turns out, city hall isn’t as much a factory as a switching yard, where political leaders wave a few proposals through, rearrange the cars on others as they load them up with additional freight, and send still others off to the sidetracks.

That’s not to say that politicians don’t have important roles; they do. It’s just that they aren’t (and we shouldn’t expect them to be) the originators of ideas. At their best, they are the recognizers of needed civic innovations and, at the right time, their champions and facilitators. (For a paper about how three acclaimed mayors created change in their cities, please go here.)

So where do the ideas that steer your city in one direction or another come from? That’s for you to find out in your reporting. And here’s a way to get started: Take a look at the three biggest proposals that city hall has considered in the last five years. (If you’re not confident in your ability to do this, poll city council members.)

Then do some reverse engineering. Where did these ideas come from? Who were part of the early discussions? How did they attract enough support to move forward? Were these borrowed ideas (in the sense that they were things other cities had tried first)? If so, how did they come to the attention of civic leaders? (If your city does “intercity trips,” where groups of political and business leaders visit other places, this could be the source.)

Then move along the timeline. How were these proposals modified over time? Who was consulted? Who had to say yes? Did anyone say no at first, only to change his mind later on? Why? At some point, the cost of the proposal had to be considered. When was this done and who were part of those discussions? (If your local government has a city manager, he or she was almost surely in the room . . . probably with the dominant voice.)

In a democracy as tight as a city’s, public reaction had to be considered. When did supporters think about how to explain their ideas to the citizens? Who were part of those discussions? Did the messages change over time?

Finally, the proposals had to be resolved. Who had to say yes to them formally (that is, at an official meeting) or informally (such as among interest groups)? Did a state or federal agency have to approve it? Was there a referendum? And who managed the approval process? Was the same group involved at every step or did its composition change?

This is a big piece of reporting, but it will change the way you cover city hall because you’ll understand that what happens at city council meetings is only the most visible part of processes that stretch across the city and originate months and maybe years before. Not to diminish public decision making, but a city council meeting in some ways is like a performance. This reporting will take you backstage to where decisions are made, the cast recruited, and roles assigned.

What you’ll learn along the way is that your city has political fault lines, interests that, depending on the issue, must be consulted before decisions are made. You’ll find out who these interests are, how they are consulted, and what they want for their support.

And something else: You’ll learn the joy of writing a political narrative. Most of what city hall reporters write about are events, with an occasional issue backgrounder, investigative article, or profile. They rarely get a chance to tell a real story with a beginning, a middle (filled with complications and near-misses), and an end. Writing about how your city makes big decisions by tracing several of them will give you that opportunity. You might like it.

One thing is certain. Once you get a peek backstage, you’ll never look at your city or its government the same way. Nor will your readers.

A postscript: When I was a city hall reporter, there was a flurry of “power structure” studies, where a newspaper would name the “10 most powerful people in . . . (fill in the name of your city).” Most reporters didn’t know this, but the power-structure idea went back to a book written by sociologist Floyd Hunter about Atlanta in the 1950s called “Community Power Structure: A Study of Decision Makers.”

Hunter’s premise was that the same 40 people were involved in decision after decision and that these 40 Atlantans made up a “power structure.” (Hunter used pseudonyms for the 40, but it has long been a sport in Atlanta to figure out who they were.) Hunter’s thesis has its passionate defenders and its passionate critics. Yale political scientist Robert Dahl wrote an entire book, “Who Governs? Democracy and Power in an American City,” disputing Hunter’s premise, nearly line by line.

So is there a cohesive power structure in your city? Or is power far more free-floating, as Dahl argued, with some people involved in some decisions, others in other issues, with little overlap? That’s for you to determine. But I’d urge you to go into your reporting with as open a mind as possible. Otherwise, you’ll discover only what you believe as you start out.

This is one of a series of postings about better ways of understanding local government and writing about local politics. To read the introduction, please click here.

Photo by Sookie licensed under Creative Commons.

How to Cover City Hall

May 28, 2014 By Otis White

My first real job, after college, was covering local government for a newspaper in a mid-size city in Georgia. I came to it with a good deal of curiosity and seriousness of purpose but not much genuine understanding of local government. And in the brief time I covered city hall there and in a second newspaper job in Michigan, I’m sorry to say, I didn’t learn much.

Don’t get me wrong. I was energetic, as accurate as I could be, and interested in a lot of subjects (like downtown development, public housing, local politics, race relations, criminal justice, and economic development) that helped me see how cities worked. But I never truly “got” local government.

Partly it was the result of college political science classes that had taught me about Congress and the White House. Where in city hall, I wondered, were the caucuses, the white-shoe lobbyists, the reform groups, the entrenched interests, the partisan battles, the momentous decisions? The men and women I met in mayors’ offices and city councils, budget offices, planning departments, police stations, courts, water departments, and public works agencies seemed sincere and reasonably competent, but not very inspiring. And certainly nothing like what I expected to find if I ever got to cover Congress.

It has taken me a long time to understand local government, aided by side trips into business journalism, magazine publishing, and now consulting. (Thank goodness I got off the journalism track that might have taken me to Washington.) What helped with my education was getting to know some corporate CEOs as a business reporter and, later, editor. Many of the CEOs I met in the 1980s had two interests outside of running their businesses. One was their industry’s wellbeing, which involved them in state and national politics. The other was their city’s wellbeing, which did not seem to be as much about their own narrow interests as something bigger. It appeared to me that they genuinely wanted their cities to be better places (or, at least, what they defined as better), and the things that interested them were physical: downtowns, universities, airports, arenas, highways, transit systems, and so on.

That’s when it first occurred to me that local governments were different creatures than federal or state governments, and not just their kid brothers. And trying to see Washington-style politics played out in a city council or county commission might not work.

But if local government wasn’t about partisan politics, public policy, and the clash of great interests, then what was it about? The central issue for cities, I learned over time, was something older and more basic. It was about people and places, how they interacted, and how they could made to interact better.

Now, let me pause for a disclaimer. I don’t mean to suggest that local politics are always noble. There are ugly aspects to local government in many places. One is ethnic advantage, where one group uses its influence to hold down other groups while favoring its own. Another is corruption, which sees government as an opportunity for plunder.

And beyond the bigots and the crooks, there are the clueless, the perpetually aggrieved, the showboaters, the time wasters, the bureaucratically rigid, the lazy—as well as the thoughtful, the inspiring, the determined, the philosophical, and the dedicated. In other words, local government is a slice of humanity.

But being about people and place and the interactions of the two does mean there’s something that grounds local politics, something missing from state and national politics. This doesn’t mean local governments don’t have conflict. They do, but the conflicts tend to be about things quite different from those in state capitals or Washington, D.C.

In the weeks ahead, I will get into some of these conflicts—and the real forces that drive local politics. I’ll present this as a guide for journalists and bloggers who want to cover their local governments in a more informed way, but these postings may be helpful as well to citizens and leaders who sometimes have trouble seeing the community forest for the squabbling among the trees.

I invite your comments along the way. If I agree with you, I may go back and change some of what I write. After all, this as an exercise in sense-making, not an apology for local government. Like all human institutions, local governments are flawed. But beneath the flaws are patterns we should pay attention to. What follows are some of the patterns I’ve noticed.

This is the first of a series of postings about better ways of understanding local government and writing about local politics.

Three Ps of Public Policy

September 5, 2012 By Otis White

The most fundamental thing a leader has to know when trying to create change in a city is where to concentrate his efforts. You have only so much energy and attention. What should you pay attention to? That’s where the three Ps—the three big questions every major change has to answer—comes in handy.

  1. How will we pay for this change?
  2. How will we manage the politics?
  3. How will we bring along the public?

Simple questions, but none will have easy answers. The first is a recognition that every important change has a cost, and nearly always it includes a financial cost. If you want to make your city more walkable, how will you pay for new sidewalks, pedestrian paths, and streetscapes? If your aim is to bring in new industries or encourage entrepreneurship, who will do this and how will you pay for their time? I could give a dozen more examples but you get the idea.

The second big question is about politics. Inevitably, every major change must be approved by someone, and that usually involves a political body (or two, or three, or more). Someone has to explain the changes and their benefits to elected or appointed officials and ask for their approval. And if you’re going to be persuasive, you have to understand these political officials and their interests and make a convincing case. That, in a nutshell, is managing the politics of change. How will you do that?

The final strategic question is about the public. Even if the change doesn’t require a referendum, it’s unlikely to succeed if the public is dead set against it. First, there aren’t many elected officials who will stand up to a large group of constituents who are enraged by a change. Second, there are simply too many ways for opponents to defeat unpopular policies. If they can’t get elected officials to vote it down, opponents will go to court. If that doesn’t work, they’ll turn to another government (say, the state or federal government). Or they’ll protest. Many an unpopular road project has been stopped by protesters chaining themselves to trees.

So before embarking on a change effort, work on strategies for each of the Ps. The bonus: They are mutually reinforcing. That is, the more the public supports a public policy proposal, the more political support you’ll gain. If you have a creative way of paying for a change, it makes public and political support that much easier. And if the public and politicians support an idea, others (foundations or private companies) are usually more willing to chip in.

Remember: Think through the three Ps. Do it from the start. And don’t neglect them along the way.

This is part of a series of brief postings called Rules for Reformers. For an introduction to the series, please click here.

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  • Seven Habits of Highly Successful Civic Projects
  • When Bad Things Happen to Good Governments
  • How Citizen Engagement Could Save State Politics
  • How Odd Couples, Complementary Needs, and Chance Can Change Cities
  • A Better Way to Teach Civic Leadership
  • The Worst Management Idea of the 20th Century
  • How to Deal with a Demagogue
  • What Government Is Good At
  • Return to Sender
  • The Loneliness of the Courageous Leader
  • A Better Way of Judging Candidates
  • How to Build an Army of Supporters
  • A Beginner’s Guide to Facilitation
  • The Temperament of Great Leaders
  • Units of Civic Progress
  • Leadership as “a Kind of Genius”
  • How to Read a Flawed Book About Cities
  • A Mayor’s Test for Good Decisions
  • How to Manage a Crisis Before It Happens
  • Lesson Seven: Process and Results

Categories

About Otis White

Otis White is president of Civic Strategies, Inc., a collaborative and strategic planning firm for local governments and civic organizations. He has written about cities and their leaders for more than 30 years. For more information about Otis and his work, please visit www.civic-strategies.com.

The Great Project

Otis White's multimedia book, "The Great Project," is available on Apple iTunes for reading on an iPad. The book is about how a single civic project changed a city and offers important lessons for civic leaders considering their own "great projects" . . . and for students in college planning and political science programs.

For more information about the book, please visit the iTunes Great Project page.

Follow Us on Mastodon

You can find Otis White’s urban issues updates by searching on the Mastodon social media site for @otiswhite@urbanists.social.