Otis White

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Connecting the Phases: The Guiding Coalition

December 6, 2011 By Otis White

In a series of postings, we’re exploring how conscious change happens in communities. If you haven’t read the first posting in this series, please take a moment to do so.

As we walk through the community change process, let’s pause and see if we can connect more closely the first two parts, the discussion phase and planning phase. Briefly, the discussion phase awakens the community to a need and pulls together a group of people to search through a number of possible answers for a workable solution. The planning phase takes the workable solution and turns it into a set of specific plans that speak to the public, decision makers, and funders. It may also involve organizational work and fundraising.

What connects these phases? Aside from you, as the primary leader, it’s the guiding coalition. This is the group that helps you, in the discussion phase, sift through possible solutions and come up with the one to take forward. In the planning phase, you still need a group—if anything, the tasks multiply and grow harder, so you need others to help carry the load. And the obvious people to begin with are those who were with you in the discussion phase. After all, by this point, it’s their project, too.

But who else is needed? As I mentioned in an earlier posting, a good way of thinking about guiding coalitions is to consider people with expertise, power, credibility, and the ability to get things done. How does this change in the planning phase? It doesn’t. It’s just that, as you work into the details, the problems and opportunities grow narrower and deeper, so you’ll need people who can help you not just with the broad outlines of community change but the crevasses as well.

To make this clearer, let’s return to the example I used in my planning phase posting, the building of New York’s High Line Park. Remember that this project began in 1999 when two neighborhood residents, Joshua David and Robert Hammond, learned that an abandoned elevated freight line running through their West Side neighborhood was to be torn down. They both had the idea that something, some kind of public space, could be made of this industrial relic and provide a much needed amenity. Thus began one of the most astonishing urban improvement projects of the past half-century, culminating in 2009 with the opening of a park in the sky, one of the country’s most innovative public spaces.

Who joined David and Hammond’s guiding coalition, and when did they join? As they write in their book, “High Line: The Inside Story of New York City’s Park in the Sky,” David and Hammond started out with little knowledge of parks, planning, politics, or charitable fundraising. So they began with what they had: friends who knew people. And, here, they were lucky. Hammond had gone to college with a man who had become a well-connected New York lawyer. He introduced David and Hammond to the first member of their guiding coalition, a developer and former political insider named Phil Aarons. Aarons had three of the four qualities a guiding coalition needs: expertise, credibility, and the ability to get things done. He was immediately won over by the idea of the High Line and invested untold hours in making introductions, attending meetings, and advising David and Hammond about politics and public opinion.

Hammond had another college friend, Gifford Miller, who was by then a city council member (he would later be president of the council). Skeptical at first—Hammond says Miller called it a “stupid idea” when he first heard it—Miller changed his mind when Hammond took him atop the High Line and he saw its potential. Miller brought credibility and expertise to the group (he knew city government and especially the city council) and, of course, power.

Others joined the coalition soon after. There was a lawyer who understood transportation law and federal regulation, and helped guide them through the federal maze. Miller brought in the city council’s zoning and land use attorney. Aarons introduced David and Hammond to Amanda Burden, who was then a member of the city planning commission. In time, Burden would become the project’s most important champion and strategist. (In a stroke of luck, when Michael Bloomberg was elected mayor, he appointed Burden the city’s planning commission chair, which is a powerful position.)

Even more joined in time. One was a city government lobbyist who knew the nooks and crannies of city hall even better than Miller and Aarons. Another city council member, Christine Quinn, came aboard. An economic development expert, John Alschuler, was hired to study the project’s impact on property values and was so taken with the High Line, he stayed on as a volunteer and became part of the inner circle. There were others: One was a man who knew so much about the neighborhoods that the project crossed that he was known as the “mayor” of the lower West Side. He helped convince building owners and neighborhood groups to support the High Line. Finally, as the project moved into major fundraising, a partner at Goldman Sachs, the Wall Street firm, joined the group to help them connect with the wealthiest families and corporate interests.

These people came as needed. Alschuler was brought into the inner circle after the workable solution had been identified and when more detailed plans were needed. The lobbyist and neighborhood “mayor” joined as the approval process, at city hall and in the neighborhood planning boards, approached. The Goldman Sachs partner arrived after the project had won its most critical approvals and its heaviest fundraising began.

Others were influential, but more as allies than members of the guiding coalition. One was Dan Doctoroff, the deputy mayor for economic development. Acting on Mayor Bloomberg’s behalf, he had major development plans for the northern end of the High Line, an area called the Far West Side. Doctroff’s support was crucial for the High Line but his own plans were controversial. So David, Hammond and the rest of the guiding coalition walked a fine line. They had to stay in Doctoroff’s good graces while not being too supportive—otherwise the neighborhoods would have turned against the High Line. Somehow they managed this well enough that when Doctoroff’s Far West Side plans fell apart, the High Line sailed ahead . . . with Doctoroff’s support.

There were other important supporters, including celebrities, business leaders, politicians, and society mavens, and they were frequently consulted. But they weren’t in the guiding coalition. Yes, they might be in the ribbon-cutting photographs or featured in videos and printed materials (that was a way of compensating them for helping out), but they didn’t map strategy or search for answers and allies. That was the work of the guiding coalition.

At a point, the High Line needed more than a loose coalition; it needed the structure of a full-blown nonprofit, which came to be called Friends of the High Line. Many of those who were in the informal guiding coalition became board members. Aarons was the first chair of the Friends of the High Line. The next was Alschuler, the economic development expert who started as a consultant and became an advocate.

The interesting dynamic about guiding coalitions is how members’ involvement waxes and wanes. That is, at a point, one person might be the key member because she has the critical expertise or credibility, but at a later point, she may not be as central to things. As long as it’s an informal coalition, these things are almost self-regulating. That is, as people feel they are needed, they step up. When they’re no longer needed as much, they drift away.

When a coalition becomes a nonprofit board, though, it takes greater management. Someone has to choose who stays on boards and who leaves. This is known as “board development,”and it is one of the most important strategic duties a nonprofit director and board chair make. And how do you choose good nonprofit board members? Well, expertise, power, credibility, and the ability to get things done are good places to start. But add one more: the ability—and willingness—to raise money.

Discussion Phase: How Need, Relationships, and Ideas Begin the Change Process

October 21, 2011 By Otis White

In a series of postings, we’re exploring how conscious change happens in communities. If you haven’t read the first posting in this series, please take a moment to do so.

Let’s start at the top of the map, with the discussion phase. This is where change begins, with a leader recognizing a need and using her relationships, a set of ideas and a series of discussions to find a workable solution. But don’t let the casual-sounding name fool you. The discussion phase isn’t chit-chat; it’s a structured process involving different types of conversations with different groups, each a critical step in the change process. This phase ends with a decision about the solution to take forward.

Community change map

You begin with the need—the community problem or opportunity that’s the reason for the change process. This sounds so commonsensical that I’d hesitate to mention it were it not for the fact that most community change efforts (and virtually all failed ones) begin with something else: a solution.

Look at the ideas floating around your city. If it’s anything like mine, you’ll find proposals for streetcars, parks, bike trails, changes in taxes, water conservation, redevelopment finance, road improvements, zoning regulations, and on and on. What do most of these ideas have in common? They’re solutions without context. Their proponents serve them up without first establishing the problem they’re intended to solve. As a result, they create a ripple of interest . . . before sinking out of sight.

Business consultant William Bridges knows why this doesn’t work. As he warns corporate executives:

Most managers and leaders put 10 percent of their energy into selling the problem and 90 percent into selling the solution to the problem. People aren’t in the market for solutions to problems they don’t see, acknowledge, and understand. They might even come up with a better solution than yours, and then you won’t have to sell it—it will be theirs.

Right on both points: If people don’t believe a problem exists, they’re not going to buy its solution. And when they do accept the need, they’ll often come up with good solutions on their own—which ends not with your leading people but marching with them. And that’s exactly where you want to be.

The keys to introducing a successful change process, then, are to convince citizens and decision makers of the need for change and, in time, facilitate a group of people who’ll arrive at a solution. Let’s take these in turn.

Begin with the need. It can be a problem (vacant properties in a neighborhood, say, or a declining local economy) or an opportunity (a local university that could have closer ties to the community). It can be a short-term problem (say, a spike in crime) or a long-term problem (domestic violence). You might start out with a solution in mind. Let’s say you’re concerned about obesity, and it seems to you that more sidewalks and playgrounds could go a long way toward solving it. If so, put aside your solution and concentrate on the problem.

This is harder than it seems. We were all rewarded in school for having the right answers, but in leading a change process it’s better to be the quiet kid in the back of the room than the one in the front row with his hand up. Why? Because many people eye change suspiciously. You may think you’re offering helpful ideas when you volunteer solutions, but some will see a hidden agenda. It’s better to say you don’t know the answer yet—and politely ask people for their thoughts.

And then there’s what William Bridges said: If you’re successful at getting people to accept the problem and think about it, they may come up with better solutions than you had anyway. So for both reasons—it lessens resistance and opens the door to other, perhaps more creative, ideas—it’s far better to sell the problem at first than to push a solution.

But how do you sell a problem effectively? I’ll write more about this in the future, but in general leaders must do four things to move people from awareness to action. They have to convince them that:

  • The problem is a community problem; it’s not just a personal issue.
  • It’s an important need, one that affects the community’s future.
  • It is urgent; things will grow worse with delay.
  • It’s possible do something about it; the community has the ability to solve the problem or significantly reduce it. It’s not hopeless or beyond reach.

When you convince people—decision makers and citizens—of these four things, something wonderful happens: People and resources are drawn to you. If offering solutions builds resistance, convincing people of needs does the opposite: It smooths the path of acceptance. Again, the trick is to build confidence that a solution can be found while not offering up a specific one.

The next step is to gather a group of people to talk about the need, discuss a range of possible solutions and agree on one to take forward. Who should be in this group? If you’ve done a good job of talking about the need—in small meetings with decision makers, in larger forums with citizens, perhaps through the news media and social media—then you know some who should be included. These are people who’ve responded to your call for action with support and resources. If you’ve spent time building relationships in the community (see “What Glengarry Glen Ross Teaches Us about Change“), you’ll know others who should be involved.

But you should also be strategic. You are assembling what John Kotter, the Harvard business professor and expert on corporate change, calls the “guiding coalition” for the change process. The coalition will change somewhat as you move through the planning and decision phases, but basically it is the group that will be the brains and muscle behind your initiative, the strategists and doers.

And who makes up a strong guiding coalition? Kotter suggests four types (which I’ve modified slightly for community change projects):

  • People with expertise in the issue.
  • Those with power in this area.
  • People with credibility in the community.
  • Leaders who’ve shown they can get things done.

For a change effort about obesity, then, the experts might be public health officials and perhaps those who run youth sports programs. Those with power might include school system officials, city parks officials and public-works officials. The other two types are harder to suggest, but you almost certainly know those in your community with a track record of getting things done and those whose judgment is respected. For the latter type, you might want to consider leaders in your city’s ethnic communities: If there are special problems with obesity among African-American or Latino youths, who can speak credibly for, and to, these families?

When you bring the coalition together, the initial goal to arrive at a workable solution (see “What Makes a Solution Workable?“). How do you manage such a thing? Well, there’s a great deal to learn about group facilitation—far more than I can cover in this posting—but three guidelines will serve you well:

  • Be patient. You will almost certainly introduce people to one another, so allow time for members to talk and listen. Good decisions require trust and candor. You won’t get them in a single meeting or probably in several sessions . . . but you can in time.
  • Start with the need and return to it frequently. The best way to begin a group’s work is with the need: a thorough discussion of what makes the problem a community concern, why it’s important and urgent, and why members believe it can be solved. As the group gets bogged down debating solutions, bring it back to the need. It will remind members of the importance of their work and encourage them to stick with it.
  • Keep an eye on group dynamics. One dynamic to watch for is a rush to judgment by the experts or those with power. This shouldn’t be surprising. These are people who’ve been thinking about this problem for years. They may even have solutions they’ve promoted in the past that they’d like the group to endorse. You’ll need the others—those with credibility and leadership ability—to slow things down by asking questions, gently challenging assumptions and pushing for new answers. This is an important role but one that some are uncomfortable playing. So before the first meeting, you may want to ask one or two of the most confident leaders to be the questioners of assumptions.

One way to improve the group’s work is with some “market tests” along the way. With the group’s permission, take its tentative ideas and assumptions to decision makers and citizens, through private meetings, op-ed articles and forums. This has an obvious benefit: Before committing to a solution, the group needs to know what decision makers think, how citizens respond, and where the likely obstacles lay. Yes, it will slow the process, but that’s not necessarily bad. It will prevent a rush to judgment and allow members time to know each other better.

And, who knows? Someone you talk with might offer a better solution than the ones the group was considering.

Photo by Jason Diceman licensed under Creative Commons.

What Makes a Solution Workable?

October 21, 2011 By Otis White

In a series of postings, we’re exploring how conscious change happens in communities. If you haven’t read the first posting in this series, please take a moment to do so.

At the end of the discussion phase, the guiding coalition settles on a workable solution. But what makes solution workable? And how will you know when the group finds one?

Actually, these are good questions for the guiding coalition. Ask members as they begin their work to say how they want to judge the solutions they’re about to consider. Write down the criteria they suggest, combine them into a small set of standards and hand them back to the group at your next meeting.

This may seem a little touchy-feely but it’s actually strategic. If you can get the group to set criteria early on, you’ll be able to steer it away from inadequate solutions (because they don’t meet the criteria) and free it from dead-end discussions (by reminding members of what they’re looking for). It will also help convince members when it comes time to dig deeper. If none of the alternatives they’re considering meets the criteria they’ve set, it’s time to expand the search for answers.

So, in every way, it’s better if the coalition sets its own standards. Still, you may want to think beforehand about what makes a solution . . . well, workable. Here are some starter ideas.

  • A workable solution answers the need. It’s surprising how often groups that are deep into the details forget why they started. As a leader, you can contribute to the coalition’s work simply by asking, “Does this really solve the problem?”
  • A workable solution can win the support of decision makers and the citizens—with hard work. Your “market test” discussions along the way will gauge this, but in the end it’s a judgment call: Do the members think they can gain enough support to win approval?
  • A workable solution is practical and sustainable. There are a number of tests here: Is the solution financially feasible? Will it attract the human resources (volunteers, staff, etc.) it will need? Can it maintain its political and popular support in years to come? If the problem grows or shrinks, is it scalable? You don’t need to think of every detail (that will come during the planning phase), but you do need a general idea of how the solution will sustain itself in the long haul.
Workable solution

When you put the criteria together, as in a Venn diagram, you’ll find the solution in the area where they overlap.

But how will you know that you’ve found the right answer? This is where the market tests will pay off. By talking with people outside the coalition about where the group is headed, you’ll learn quickly if the solution can generate the support it will need. And you can ask about the other criteria as well: Does it answer the need? Is it practical and sustainable?

When talking with others, don’t be put off by resistance. Resistance indicates that someone is taking your ideas seriously. In fact, if you don’t run into any, you should treat it as a warning that your coalition isn’t offering up much change. The question, then, isn’t whether there will be obstacles—there will be—but whether you can overcome them.

If you do all of this—define the criteria early on, search for new answers if the initial ones don’t meet your standards, judge alternatives rigorously, test your tentative ideas with decision makers and citizens, and know how you’ll deal with obstacles—you can rest easy. The guiding coalition’s chances of choosing the right solution are very high.

Photo by GotCredit.com licensed under Creative Commons.

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About Otis White

Otis White is president of Civic Strategies, Inc., a collaborative and strategic planning firm for local governments and civic organizations. He has written about cities and their leaders for more than 30 years. For more information about Otis and his work, please visit www.civic-strategies.com.

The Great Project

Otis White's multimedia book, "The Great Project," is available on Apple iTunes for reading on an iPad. The book is about how a single civic project changed a city and offers important lessons for civic leaders considering their own "great projects" . . . and for students in college planning and political science programs.

For more information about the book, please visit the iTunes Great Project page.

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