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How a City Creates Citizens

January 14, 2011 By Otis White

A while back, I tried my hand at defining a purpose for cities: Cities exist, I suggested, to create citizens. And who are citizens? They are people who take responsibility for their communities. If a city can do this, it’s as close to a silver bullet as you can find because:

Cities get much better as they create more citizens. Just about every problem in a city is easier to manage if citizens will step forward to help, from social ills and unresponsive government to a struggling local economy. So, just as businesses must focus first on creating customers in order to achieve their other goals, cities should focus first on creating citizens if they want to make progress in any other area.

But how do cities do this? How can they help passive residents become connected, committed citizens—people eager to run for office, volunteer for citizen boards, vote in elections, serve as neighborhood watch captains, tutor schoolchildren and report problems? To answer that, let’s look at a place that does a good job of creating just such citizens and try to figure out how it does it.

The city is Decatur, a close-in suburb of Atlanta. I’ve known Decatur for years and even had an office there once. But I really got to know it last year when I helped with a visioning project that was part of a larger strategic planning process called Where to Next? There are a number of ways of doing visioning, which involves convening groups of citizens to think about their community’s future. The one we used in Decatur asked citizens to attend three separate sessions lasting two hours each, with each session focused on a different set of topics.

A good rule of thumb for visioning projects is to aim for getting at least 1 percent of residents to participate, depending on population. (It’s easier to get a higher percentage in a small town than in a big city. In New York, for instance, 1 percent would be 90,000 people.) Decatur has fewer than 20,000 residents, so the goal should have been to get 200 participants. In fact, organizers got 740, three-quarters of whom attended all three sessions.

But it wasn’t the numbers that convinced me that Decatur had cracked the code on citizenship. It was what participants said in those sessions. One theme I heard repeatedly was the feeling of connectedness and community ownership people felt there. As one person put it, Decatur was the kind of place where residents expected “a hello on the street, pride in the community, (the) ability to be involved and contribute.” Another added, “There are 66 homes in my neighborhood; I know 55 of those families.”

Even more striking, these citizens wanted more opportunities for involvement. There were lots of ideas about how the city government could help with this, from “volunteer expo” fairs to booths at festivals and neighborhood block parties where people could sign up for community activities. One group suggested a “sister streets” program, somewhat like “sister cities,” so neighborhood leaders in one part of the city could get to know leaders in another part—and trade ideas and assistance.

Don’t get me wrong. I’m accustomed to hearing participants in visioning projects say they want greater connectedness with their community. But I’m not used to them saying they already feel fully connected—and want even more involvement. So how did Decatur get to this enviable place?

Well, it has some advantages. Decatur is a small, densely developed city. It’s only 4.2 square miles in size and was built mostly before World War II, when houses were closer to one another. It’s easier to be neighborly when you are physically close to your neighbors. Decatur is also a well-educated place, a city where 62 percent of adults have four-year college degrees or higher (nationally, only 28 percent have bachelor’s degrees). As a rule, the higher the education, the greater the level of civic involvement.

But these things simply mean Decatur started with some advantages; they don’t explain how the city capitalized on them. And for that, the local government deserves a good deal of credit. Here are five things Decatur’s government has done to create citizens:

  • It has a great citizen-education program called Decatur 101. Classes are free, held in morning and evening sessions, and there’s usually a waiting list of people who’d like to participate. Offered since 2000, Decatur 101 has seeded the community with people who know how city government works, what the city’s history and most important goals are, and who holds elected and appointed office. Not surprisingly, graduates of this program are among those most likely to serve on citizen boards and run for office.
  • It has a surprising number of community events, two of which are its acclaimed annual book festival and beer festival. (Thankfully, these are separate events.) But they’re just the beginning. By my count, there are more than 40 festivals, concerts, events and parties sponsored by the city or non-profits, many of which are supported by businesses. There’s a serious side to this fun: Public events connect citizens to their community and each other—and open up numerous volunteer opportunities. These are keys to building citizenship.
  • It has a town square, where most of these events are held. I don’t think having a town square, main street, courthouse, central park or clearly defined downtown is essential to creating citizens, but it helps. That’s because community citizenship requires a larger sense of loyalty—to the city as well as a neighborhood, ethnic group, religious faith, political faction or workplace. And having a place where everyone in a city comes to celebrate—“neutral ground” that belongs to the entire community, not a neighborhood or private interest —helps build that larger loyalty.
  • Decatur has a full-time volunteer coordinator in city hall whose job is to match community volunteers with volunteer opportunities. Many of these jobs are helping with the city’s festivals and events, but others are ongoing responsibilities such as crisis-line volunteers, pre-school tutors and nursing home visitors. In the last 10 years, the city’s volunteer coordinator has built a database of 2,000 volunteers—10 percent of Decatur’s population—and helped move a generation of residents from wanting to serve to actually doing so.
  • It does a good job of communicating with citizens. Decatur doesn’t have its own daily or weekly newspaper. Its main news vehicle is a newsy, smartly designed newsletter published by the city and supported by local businesses. Called Decatur Focus, the newsletter is mailed 10 times a year to local households and keeps citizens aware of community events and what the government and their fellow citizens are doing.

Interestingly, though, communications was an area citizens thought could be improved. They wanted more frequent communications, delivered in new ways, mostly electronically. But they also wanted new types of information: about how to get involved, which problems to keep an eye on, what neighborhoods were doing to improve themselves, what could be recycled, how to take advantage of recreation opportunities and farmers’ markets to be more fit and healthy—and on and on. This is important because it shows that Decatur’s citizens viewed city government as more than a service provider; they saw it as a potential information resource —with innovative communications pushing out that information to citizens every day.

This may, in fact, be the highest level of citizenship a city can aspire to: where citizens tell the government, give us the information we need to make this a better place, help out where you can, and we’ll take it the rest of the way. Decatur is on the verge of reaching that level. Other cities should join it.

From Provider to Partner

August 5, 2010 By Otis White

There’s a vast change underway in how local governments relate to their citizens, as governments move from being providers to partners. Almost everywhere you turn, you see this shift. Here are three examples:

  • The rise of business improvement districts. I’ve heard former mayors who served in the 1960s and 1970s talk about how shocked they were to learn that businesses would voluntarily raise their taxes in order to improve their surroundings. And yet, by the 1990s the BIDs were everywhere. The original idea was to take over services that cities could no longer afford (like cleaning up graffiti and planting trees), but BIDs have grown into surprisingly effective planning organizations as well.
  • The vast expansion of public-private partnerships. Cities have been creating public-private partnerships for decades; it’s how stadiums and civic centers were built in the 1980s and economic development programs were funded. But we’re now into partnerships that couldn’t have been imagined even a decade ago, like building toll lanes on highways and privatizing downtown parking meters. Some of these ventures will prove to be bad ideas, but they demonstrate how far you can go in marrying profit motives with public purposes.
  • The arrival of philanthropy in government services. Again, this is the sort of thing that leaves former mayors shaking their heads, but cities everywhere are turning to non-profits and foundations to fund—and manage—public assets. Name a major municipal service area that touches the lives of citizens, and you’ll likely find philanthropy at work, from park conservancies and public land trusts to police and library foundations. I haven’t seen donors lining up to support solid waste, but surely it can’t be too far off.

I could go on and on—there are many examples—but the shift is undeniable and the implications are clear: Governments no longer “own” local problems; they “share” community problems with others. And as you move from owning to sharing, new skills are required of government leaders: that they be able to identify others to share the burden, and that they be able to work as partners and not directors. And for that, they must learn patience and restraint, and this is much, much harder than you might think.

I’ll talk about restraint shortly, but first a bit more about the great role shift. I ran across a good description of the change in a report by a group called PACE, which stands for Philanthropy for Active Civic Engagement. In it, the city manager of Ventura, Calif., Rick Cole, said the difference was between a vending machine and a barn raising:

“With a vending machine, you put your money in and get services out,” says Cole, a former alternative newspaper publisher and mayor in Pasadena. “When government doesn’t deliver, they do what people do when a vending machine doesn’t deliver,” says Cole. “They kick it.”

“The more useful metaphor,” he adds, “is the barn raising. It’s not a transaction, where I pay you to do work on my behalf, but a collaborative process where we are working together. Government works better and costs less when citizens do more than simply choose or ratify representative decision makers.”

Which are the next great barns to be raised? There are two areas where governments will make great partnership strides in the future. First is in neighborhood improvements; second is in bringing volunteers inside local governments.

With neighborhoods, this means letting residents take the lead in listing and prioritizing their needs, and insisting they take a major role in providing the solutions. I know, I know. We’ve tried for decades to find a workable model for neighborhood involvement without much success. But that’s because we’ve only done the first of these two things—we’ve asked people what they want and haven’t insisted they share the burden. To use Rick Cole’s metaphor, we’ve let people describe the soft drinks they want and the price they’d like to pay (essentially nothing), and when local governments failed to deliver, we’ve watched them kick the vending machines. We need them to grab a hammer and start raising the barn.

I’ll write in the future about the idea of volunteers in government. I know it sounds far-fetched, but I would point out that we already have volunteers in a range of government work, from volunteer firefighters and parents who help out in classrooms to volunteer librarians. (Next time you’re at your public library, ask the librarian to point out who works there for free.) Governments haven’t learned to ask for volunteers, but when they do, they’ll be surprised how many step forward. Here’s the key, though: They can’t manage volunteers like employees. So add to the list of skills governments must learn things like volunteer training, motivation and coordination.

Final thought: I first saw a local government acting as partner and not provider in 1994 when I wrote a magazine article about a South Florida city called Delray Beach. (You can read the entire article here.) The key to change in Delray Beach was a mayor, Tom Lynch, and a city council that had learned to be a dependable partner without becoming a dominating presence. Here’s a glimpse of how restraint works:

When a problem becomes apparent, civic leaders help the people most affected organize themselves to study it and come up with solutions. When the citizens arrive at some solutions, the city offers to be part—but only part—of the resolution. The group that’s most affected must accept the bulk of the responsibility.

It’s in this constant tension over responsibility—is everyone doing his part to solve this problem?—that Delray Beach generates both solutions and leadership. No one looks to city hall to figure out what to do or even to do it once it’s figured out. But they do keep close watch to be sure the city, the business community and non-profits live up to their ends of the bargain.

City hall is willing to “facilitate” the problem-solving process, help find resources and take some of the responsibility when the solution is arrived at. But it won’t tell people what to do or take on the work for them. As Mayor Lynch explains, “If someone comes to us with a problem, our role isn’t to solve the problem but to connect them with other people who can help them solve their problem.”

A decade and a half ago, I was amazed by this approach and even more by its results: not only a popular and well-managed local government in a city that had turned itself around—but a much happier citizenry as well. It turned out that, in Delray Beach, people preferred being partners to constituents. Come to think of it, they probably would have enjoyed barn raisings to vending machines, too.

Photo by Load Stone licensed under Creative Commons.

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About Otis White

Otis White is president of Civic Strategies, Inc., a collaborative and strategic planning firm for local governments and civic organizations. He has written about cities and their leaders for more than 30 years. For more information about Otis and his work, please visit www.civic-strategies.com.

The Great Project

Otis White's multimedia book, "The Great Project," is available on Apple iTunes for reading on an iPad. The book is about how a single civic project changed a city and offers important lessons for civic leaders considering their own "great projects" . . . and for students in college planning and political science programs.

For more information about the book, please visit the iTunes Great Project page.

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