Otis White

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How a Leader Assembles a Winning Team

April 4, 2019 By Otis White

The Buffalo Niagara Medical Campus in Buffalo, New York is so successful today, it’s hard to imagine it didn’t always exist. But it dates only to 2002, when five institutions agreed to collaborate in planning their adjacent properties and recruiting others to join them on the 120-acre campus.

How successful has BNMC been? Matt Enstice, its president and CEO, recites the numbers off the top of his head: from 4.5 million square feet in 2002 to 9 million today; from 7,500 employees to 16,000; from five institutions to nine anchor institutions plus 150 nonprofits and companies. Fueling all this has been $1.4 billion in private and public investment.

So when Enstice and others began talking about the campus idea in 1999, everyone could see its merits, right? Well, no. The five original institutions, which included a hospital, a cancer research and treatment center, a university, an independent research institute, and a large medical practice, didn’t exactly oppose the idea but weren’t convinced it would work, either.

“It took a huge amount of volunteer time,” to get the medical campus idea off the ground, said one of the founders, Tom Beecher, an attorney and veteran civic leader. Assurances were made to the institutions: This would not be a governance organization and would not replace existing boards. Skeptical neighborhood organizations had to be convinced that these institutions would welcome their ideas. Foundations and political interests had to be persuaded.

And then there was the sheer weight of cynicism. You see, the idea of a medical campus in Buffalo wasn’t a new one in 1999. It had been tried before. Several times. At one point Enstice gathered all the failed plans. “I had a stack of plans up to my waist,” he remembers, “and I’m six feet tall.”

So how did Enstice, Beecher, then-Mayor Anthony Masiello, and consultant Richard Reinhard turn the idea of a collaborative, entrepreneurial medical campus from repeated failure to success?

They did it the way great civic leaders always do these things: They saw the way forward, creating not just a plan but a strategy. That’s a critical distinction. Lots of people, it seems, are good at creating plans, but it’s a rare leader who knows how to move from plan to reality.

This was the case in Buffalo in the 1990s, where many could see the city’s needs. (A big one: What could replace our fading manufacturing economy?) Some could even see solutions. (How about building around one of our bright spots, the city’s medical and biosciences economy . . . perhaps by centering it in a campus?)

But only an experienced and respected leader could see how to put the pieces together by assembling a team of planners, advocates, and strategists, anticipating the objections they would face, shaping the arguments, finding money for starting the effort, identifying early wins, and building momentum.

Fortunately, Buffalo had such a leader in Mayor Masiello. His talents lay in three areas: He had relationships with the right people, he knew how government worked and what it could do, and he was a natural cheerleader.  He also had a good sense of timing. He recognized that, in 1999, there were changes at the top of the medical community, so there was a little more openness to trying something new.

His first step was probably the most important one. Masiello picked the right people for this project. Beecher had deep relationships in the philanthropic and health care communities (he had chaired one of the hospital boards). Enstice and Reinhard, who had been Masiello’s chief of staff, were natural organizers with a deep understanding of communities. And Masiello was comfortable leading from behind, as cheerleader, early funder, and remover of political obstacles.

Along the way these four made smart tactical choices. Example: How they invited people into the planning effort. Their rule: You could participate only if you brought money, which they called “skin in the game.” This built commitment to the project and cleared out the time-wasters and political hangers-on who had bogged down earlier efforts. Another example: When they created the BNMC board, they suggested each of the large institutions have two representatives, one of whom must be the institution’s chair. Their thinking: While the CEO would be focused on the institution, the chair would have a longer, broader view of the city’s wellbeing. Again, it built commitment to the idea of a collaborative campus.

There were a half-dozen other things the team did well, from finding and exploiting early “wins” to involving the neighborhoods in exactly the right way. Knowing that Buffalo was, as Masiello puts it, a “seeing-is-believing town,” they led leadership tours of successful medical campuses around the country.

But none of this would have been possible without the decisions made early on by Mayor Masiello: When is the right time to get started? Who are the right people to lead this effort? What obstacles will they face? And what can I do to help them succeed?

A version of this posting appeared on the Governing website.

Photo of the medical campus and downtown Buffalo, courtesy of the Buffalo Niagara Medical Campus.

Return to Sender

September 14, 2016 By Otis White

In February 1945, John Gunther sat at Fiorello La Guardia’s elbow for eight hours and 20 minutes and watched him work. Gunther was a famous journalist. La Guardia was New York’s mayor and was even more famous—a short, profane whirling dervish of energy and ideas.

La Guardia did not disappoint. As Gunther watched, the mayor made decisions in machine-gun fashion, riffling through letters and reports on his desk, barking at his three secretaries, interrogating subordinates. He even found time to hold a press conference while seated at his desk.

No item, it seemed, was too small for La Guardia’s attention. When the president of the New York Board of Education dropped by, he grilled her about lunchroom decorum, personnel transfers (he told her he would handle one of them personally), and pay raises. They argued a while about whether an administrator should get a $500-a-year raise . . . or a $1,000 raise. At La Guardia’s insistence, he got $500.

Gunther was stunned. As he wrote later, “Mr. La Guardia really runs the entire machinery of New York City, in all its dazzling complexity, singlehandedly.”

Some regard Fiorello La Guardia as America’s greatest mayor ever. Maybe, but he was a terrible manager. If you are a mayor, agency director, or someone managing a complex civic project, think carefully about La Guardia’s management style—and then run from it as fast and far as possible.

That’s because La Guardia was what we would call today a “micromanager,” and by inserting himself into so many decisions he undermined those who worked for him. In short, we don’t need mayors or top administrators to be involved in minutia. We need them to make strategic decisions that bring major results.

So consider this two-part test next time you’re handed an issue: Can this decision be made at a lower level by those who will be directly involved in its implementation? And if the decision is made at that level, is it likely to affect other interests? If the answer to the first question is yes and the answer to the second is no, then your response should be, “That’s for you to decide.” If the answer to the second question is yes, your response should be: “Pull together a group to make this decision and make sure these people are involved.” Have a nagging sense that something might go wrong? Then add: “And when you reach a decision, run it past me.”

Pushing decision making to the appropriate level is one of the most important things a manager can do for three reasons. First, all things being equal, it will result in better decisions. Believe it or not, teachers and cafeteria workers know more about lunchroom decorum than mayors. It makes sense, then, to have those closest to decisions—especially those who’ll implement them—involved in the solutions.

Second, it forces you to think about decision making as a process and not just an act. And the more you think about the process, the better you can teach it to others. As you push decisions down, remind your managers of how good decisions are reached: with the right information, the right people, the right decision-making processes. Show them how to keep discussions open and frank, to consult widely about possible solutions, and to consider testing solutions before fully implementing them.

Finally, pushing decisions down puts the emphasis where it should be, on hiring and training the right people. You cannot run a driver’s license bureau, a downtown redevelopment project, or the entire government of New York City by yourself. But you can, over time, staff it with good managers who’ll make good decisions because they learned how to do so . . . from you.

A version of this posting appeared on the Governing website.

Photo by Bill Smith licensed under Creative Commons.

A Beginner’s Guide to Facilitation

January 25, 2016 By Otis White

If you’re a civic leader, chances are that you’ll have to facilitate a meeting. It could be for a community task force or an intergovernmental planning group. It might be a community visioning meeting or a nonprofit board planning retreat. However it happens, don’t be surprised to find yourself managing a group of people who are struggling toward a decision.

You know how decision making works inside an organization or within a political setting, of course. A group makes a proposal, another group might argue against it, and a third group (the boss, the board, the city council) decides.

Well, put aside that image. In the meetings I have in mind, there’s just one group, which explores the issue, discusses different solutions, and comes to a decision. If you’re the chair (or if the chair has asked you to facilitate), it’s your job to get this group through its fact-finding and discussion and to a decision.

So how do you do that?

I’ll offer some pointers below, but first let me tell you why facilitation is growing in importance: We need more collaboration. Cities are increasingly archipelagos of dispersed power, and to bridge these islands of influence, we need people who can help independent decision makers think and act together. That can be you.

Here, then, are some of the basics of structure, process, and coming to decision. Consider it a beginner’s guide to facilitation.

Structure: There are three cardinal rules: Deal with the present before the future, the outside before the inside, and the “what” before the “how.”

If you have a day-long retreat, spend the morning discussing the current situation: basically, how we came to this place and how we’re positioned to deal with the issues we face. Many strategic planning sessions start out with a SWOT analysis (which stands for strengths, weaknesses, opportunities and threats). This can help participants understand the present before talking about the future.

If you do a SWOT analysis, be sure to begin with the “OT” parts, the external opportunities and threats, before the “SW,” the internal strengths and weaknesses. This will help focus participants on the issues they face and avoid getting bogged down in blame-casting.

As the discussion moves to the future, you’ll want the group to set goals before discussing strategies. This is harder than it sounds because most of us live in the “how” parts of our jobs, not the “what” parts. But if the group gets sidetracked by the details of doing, it will never focus on setting goals.

Process: The most basic thing participants want in an important meeting is to be heard. Not just listened to, but heard and acknowledged. So find ways of doing this.

When I facilitate meetings, I write down what people say on large flip charts. Others use laptops with overhead projectors. This isn’t just procedural. Recording what people say in such a visible way moves the meeting along, as people tend not to repeat themselves when their comments are on display. It also helps the group see connections among ideas, and that can help with decision making.

Coming to decision: As the group discusses the future, try framing what participants say as alternatives. As these alternatives are fleshed out, post them on a wall, adding details as the discussion moves along. At some point, it may be obvious which alternative the group prefers.

If not, you can ask the group to vote. Roll calls work, but a better way is dot voting, especially if there are a number of alternatives. You know the drill: You hand participants some colored dots and ask them to vote for the solutions they think are most viable.

Dot voting is transparent, interactive, and surprisingly enjoyable. You’ll be impressed by how seriously participants study the alternatives. And when it’s done, the group’s decision will be as plain as the dots on the wall.

How to Read a Flawed Book About Cities

April 1, 2015 By Otis White

A little more than 10 years ago, I read one of the most wonderful—and deeply flawed—books about cities I’ve ever picked up. It was called, “City: Urbanism and Its End.” If you can get your hands on this book, I recommend it. My own copy is coffee-stained, dog-eared, highlighted across its 432-page expanse (not counting notes, bibliography, and index), and marked up with scribblings in the margins. Good luck doing that on your e-reader.

The backstory of the book is fascinating. The author, Douglas W. Rae, was a professor at Yale and chair of its political science department in 1990 when New Haven, Connecticut, Yale’s hometown, elected its first African-American mayor. The new mayor asked Rae to be his chief administrative officer, and Rae accepted. This, then, is a Cinderella story in reverse: where the ivory tower professor descends to city hall and finds . . . a god-awful mess. Exactly how awful isn’t explained. (He says the city was in the grips of “its worst fiscal crisis since the 1930s.”) It couldn’t have been much fun because, in less than two years’ time, Rae resigned and went back to Yale to ponder his experience.

The result isn’t a memoir but a dissertation on New Haven’s troubles. And not just troubles in the 1990s but over the past century, beginning in 1910 when, as Rae explains, urbanism was at its peak in New Haven. What followed, in his telling, was a long and more or less steady decline in population, economic vitality, housing stock, civic involvement, political health, and neighborliness. Along the way, some tried to halt the decline (one mayor became a national leader in urban renewal). But in the end the city was overwhelmed.

If this sounds depressing, surprisingly it is not. The book reads like a mystery that opens with a murder. After examining the crime scene, Rae leads us through the victim’s promising early years, through a series of bad decisions mixed with circumstances beyond the poor fellow’s control, and then on to his demise—in search of a good mystery’s two most important questions: Who did this, and why?

Three things help carry the book along. First, as serious academics go, Rae is a good writer. When he drops you into different periods of New Haven’s history, you understand them.

Second, Rae tells his story with a clever structure. It consists of doing what I just said: Dropping you into several periods, starting with New Haven of a century ago, where he introduces you to the mayor, a well-meaning small-business man and civic booster named Frank Rice. Then he skips to the 1950s and 1960s, when New Haven was in steep economic and social decline and, hoping for a revival, elected the visionary Richard C. Lee as mayor. (More on him later.) The remaining chapters are about the succession of . . . OK, let’s be blunt . . . hacks who followed Lee.

Finally, the book is helped along by Rae’s interest in decision making and his sympathy for those making decisions. So while he doesn’t think much of Rice, whose tenure was untroubled in a way no mayor could imagine today, he explains in an evenhanded way why this mayor’s highest priorities were . . . building sidewalks.

Of Dick Lee, who directed a flood of federal money into reshaping New Haven—to disastrous ends—Rae is similarly sympathetic. Given the problems New Haven faced in the early 1960s, who wouldn’t have done the same? In fact, as I read the book, it occurred to me that Lee’s greatest problem might have been his own ambition, intelligence, and political talents. A lesser mayor (say, Frank Rice) might not have found all that federal money and figured out how use it in leveling entire neighborhoods.

As for those who followed, Rae offers a shrug. Urbanism is over. What could any mayor do?

Well.

As I read the “City: Urbanism and Its End” in 2004, its first flaw was as apparent as its subtitle. Urbanism’s end? Somebody forgot to tell the cities.

As Rae was writing, cities were in fact in the middle of a great revival—a reversal of fortunes no one could have foreseen in the brief period Rae was in city hall and apparently he missed on return to the ivory tower. (Well, not entirely. On page 421, he has a small section titled “Another Urbanism?” that hints something may be going on, though he never says what it is.)

But the deeper flaw is sometime I’ve noticed in the years since I first read it. It is Professor Rae’s analysis of how city governments steer their cities. And let me be as sympathetic to him as he was toward New Haven’s mayors. This may be an area where being a political scientist is a liability, not an asset. That’s because political scientists have trouble making sense of local government since they are naturally more attuned to state and federal government. As I’ve written elsewhere, if you try to understand city hall the way you do state capitols and the federal government, you’ll miss the mark. They are fundamentally different creatures.

That may explain Rae’s belief that city governments were always “weak players” in the realm of power who became steadily weaker as urbanism waned. “Focused on the city of 1990,” he wrote, ” . . . the end of urbanism meant the end of thinking about city government as a pivotal and more or less autonomous power system.” And it’s not just city governments that were weak and slow-moving, in Professor Rae’s eyes. So were cities themselves. “Most American cities,” he writes, “are sitting ducks, unable to move out of the way when change comes roaring at them.”

Makes you wonder, doesn’t it? Given their weakness and slow ways, how could city after city have staged amazing economic, social, and physical revivals in the past 20 or 30 years? How could New York have come from its “Bronx is burning” chaos in the late 1970s to the safe, vibrant, seriously overpriced city we know today? Or San Francisco? Or Minneapolis? Or Seattle? Or Houston? Or even my own city of Atlanta, where neighborhoods that were all but abandoned in the 1980s are filled today with loft apartments, brew pubs, boutique charcuteries, and tattooed hipsters on bikes and motor scooters? In fact, I’ll bet that not far from Professor Rae’s office, there might be signs of urbanism’s comeback even in New Haven.

That’s because urbanism never really ended in America. For a host of reasons, it receded for a while but eventually was revived because we needed it . . . for artistic and economic creativity and even (hello, Yale!) to produce a certain kind of education, one that teaches people to live and work amongst diversity.

And perhaps because he’s wrong about urbanism’s death, Professor Rae is wrong as well about local government and how it works. It isn’t so much a forum for decision making as it is an important part of the assembly line of change in cities. Mayors may help plan great civic projects and city councils certainly have to contribute some of the parts. But they do so with the knowledge that, for anything of consequence to succeed, others in the community must add their parts—including the business community, nonprofits, volunteers, charitable foundations, and neighborhood groups. This collaborative approach isn’t a sign of weakness; it’s a unique strength of cities. In fact, that may be why it was such a disaster in the 1960s to give Dick Lee all that federal urban renewal money. It allowed him to stop working with neighborhoods and start working on them. And as it turned out, he didn’t know better than they what they needed.

Having said all that, let me repeat. I like Douglas Rae’s book. In a way unlike any other, it takes you inside city hall at different periods and into the life of a city that has always struggled with great economic, political, and social forces. It helps you understand how different mayors saw the city and why they acted as they did. Finally, Professor Rae makes a convincing case for what cities have lost in the past century, although I would add that there’s much we’ve gained in those years in health, prosperity, and social justice.

But read it with the knowledge that political scientists, even those who’ve spent a while in city hall, have trouble understanding cities. And keep in mind, too, that there’s a missing chapter, the one where New Haven and other cities rediscover urbanism and find incredible new opportunities buried in old streets.

Oh, and please ignore that subtitle.

A Mayor’s Test for Good Decisions

February 12, 2015 By Otis White

Decisions are what government executives, elected officials and civic leaders do. They may make them in groups or alone, in public or private, but they spend a great deal of time preparing for, making, and carrying out decisions. Which begs the question: How do we know if we’re making good decisions?

We certainly know what good decisions are supposed to do: Solve problems or fulfill opportunities without creating equal or greater problems. These unintended consequences often take time to develop, so it’s hard to judge decisions right away. As time passes, though, we can usually see the good and the bad more clearly. That’s why support for past decisions either grows or melts away.

This is good news for historians, but not so good for decision makers, who need something quicker: a real-time test they can apply hours before making a decision, something that tells them if they’re on firm ground or about to step into quicksand. Is there such a test?

I’ve searched for one for years by wading through books on decision making and asking people who make decisions. And I’ve found it: a checklist you can use to steer clear of most bad decisions and have confidence in good ones. Most impressively, it came not from a book . . . but from a mayor.

Before I share it with you, let me tell you what I’ve learned from the books. First, we are filled with hidden biases, and if you know the most common ones (“confirmation bias,” “sunk-cost fallacy,” “anchoring,” and so on), you’ll avoid traps and, in general, make better decisions. Any book by Dan Arierly will tell you about your biases. Second, there are disciplined ways of thinking that will lead to better decisions. You’ve almost certainly used some of them, such as SWOT analysis. Some you probably haven’t, like PEST analysis (Google it) and Peter Drucker’s Five Questions (Google it, too). Read up on these and other strategic planning techniques; they’ll help.

Still, this wasn’t what I was looking for. I wanted a test you could apply the day before a big decision and sleep better that night. That’s why I sat up when a mayor offered hers.

The mayor was Teresa Tomlinson of Columbus, Georgia, and she described her test while I was interviewing her for a podcast about why she ran for office and what she had learned along the way. The test—she called it a “pep talk—was a checklist she had developed as a young lawyer before going to trial. (Click the media player at the top of this post to hear Mayor Tomlinson describe it in her own words.)

The mayor’s test is simple but demanding. It asks four questions:

  • Am I doing this for the right reasons so my motives are pure?
  • Have I done my homework so I know what I’m talking about?
  • Have I sought out, listened to, and respected others in coming to this decision?
  • Have I been reasonable in my approach?

If you have done these four things, as Mayor Tomlinson says, “then you are OK and you need to stay the course just as hard as you can.”

What Tomlinson’s test won’t tell you, of course, is how history will judge your decision. Nor will it tell you what might happen in the future—whether circumstances could change in a week’s time causing you to rethink things. But most decision makers understand that. What they need is a way of telling if, knowing what’s known at this time, this is the right decision to make. The mayor’s test, answered honestly, will do that.

A version of this posting appeared on the Governing website.

Photo by Sasquatch 1 licensed under Creative Commons.

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About Otis White

Otis White is president of Civic Strategies, Inc., a collaborative and strategic planning firm for local governments and civic organizations. He has written about cities and their leaders for more than 30 years. For more information about Otis and his work, please visit www.civic-strategies.com.

The Great Project

Otis White's multimedia book, "The Great Project," is available on Apple iTunes for reading on an iPad. The book is about how a single civic project changed a city and offers important lessons for civic leaders considering their own "great projects" . . . and for students in college planning and political science programs.

For more information about the book, please visit the iTunes Great Project page.

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You can find Otis White’s urban issues updates by searching on the Mastodon social media site for @otiswhite@urbanists.social.